CoreBankingTradingCompliance
financial services

SOX Compliance for Public Companies

Sarbanes-Oxley IT controls and compliance for publicly traded financial services companies.

SOC 2
0%First-Time Pass Rate
0%Faster Than Traditional
0%Compliance Coverage
0102030405
Our Proven Process

How We Transform Your Security & Compliance

Five-stage methodology refined over 500+ engagements. Every step designed for efficiency, transparency, and results.

STEP 011-2 weeks

Discover

Understand Your Reality

We start with deep discovery—not a sales pitch. Comprehensive assessment of your current security posture, compliance gaps, and business objectives. No assumptions, just evidence.

360°
Security Assessment
100+
Control Points Evaluated
STEP 021-2 weeks

Design

Architect Your Solution

STEP 034-12 weeks

Implement

Build & Strengthen

STEP 042-4 weeks

Validate

Test & Verify

STEP 05Ongoing

Certify

Achieve & Maintain

Ready to start your compliance journey?

How It Works

AssessmentPlanningImplementationCertification

Key Benefits

SOX 404 IT general controls meeting PCAOB standards

Audit-ready documentation reducing external audit fees

Reduced audit costs by 30% through efficient control design

Integrated SOC 2 and SOX compliance reducing duplicate work

Material weakness remediation with expert guidance

Continuous monitoring for year-round compliance

Services Included

Ready to Get Started?

Schedule a consultation to discuss how this solution can help your organization achieve compliance.